SWMS template · trench or shaft > 1.5 m

Excavation SWMS template Australia

A trench or shaft deeper than 1.5 metres is high-risk construction work. Ground collapse and buried services kill people on suburban blocks, not just civil jobs. If the hole stays under 1.5 m and no other HRCW applies, you may be on a JSA — this page is for when it doesn’t.

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Trench deeper than 1.5 m is HRCW

HRCW: trench or shaft with excavated depth greater than 1.5 m. Collapse, engulfment, incoming services, and sometimes a confined-space overlay if the atmosphere turns. If it becomes a pit you enter with a restricted opening, also see confined space.

Filled example: sewer connection trench, Springfield Lakes QLD

New dwelling. Excavator cuts a connection trench to the council sewer — deeper than 1.5 m at the tie-in. Sandy ground, a water main marked on the BYDA plan, and a person in the hole to make the joint.

Job / task
Excavate and lay sewer connection in a trench deeper than 1.5 m
Site
New dwelling lot, Springfield Lakes QLD 4300
Document
SWMS · HRCW: trench > 1.5 m · example only
PPE
Hard hat, hi-vis, steel-caps, glasses, gloves, P2 when cutting pipe

Example layout. A person in a trench deeper than 1.5 m needs shoring or a batter that actually works in that ground — not a hope. Unexpected ACM in old pipe: asbestos SWMS.

StepHazardsControls5×5 risk
1. BYDA, locate services, and set the exclusion around the excavator
Responsible: Supervisor
  • Strike on the marked water main or an unmarked power
  • People in the swing radius
  • Spoil piled on the trench lip
  • Current BYDA; pothole the water main by hand before the bucket goes near it
  • Spotter; no one inside the radius; hard hats
  • Spoil back from the lip so it cannot fall in or surcharge the wall
InitialL4×C5 = 20 Critical
ResidualL2×C5 = 10 High
2. Excavate, batter or shore once the depth hits 1.5 m
Responsible: Plant operator / leading hand
  • Wall collapse in sand
  • Plant overturn on the lip
  • Water ingress after a storm overnight
  • Shoring boxes or a designed batter before anyone enters; no “quick duck in”
  • Keep the excavator back; don’t travel along a weak lip
  • Pump and inspect after rain; don’t enter a flooded box
InitialL4×C5 = 20 Critical
ResidualL2×C5 = 10 High
3. Worker in the trench to lay pipe and make the sewer joint
Responsible: Drainer
  • Collapse / engulfment
  • Atmosphere in a deep, still trench
  • Cuts from the saw on PVC
  • Stay inside the shored length; ladder in the box; observer at the top at all times
  • If it smells wrong or feels close — get out; this can become confined space
  • Cut on the surface; glasses; lower the pipe, don’t throw it
InitialL3×C5 = 15 High
ResidualL2×C5 = 10 High
4. Backfill, compact, remove shoring
Responsible: Leading hand
  • Shoring pulled too early
  • Plant reversing over the open end
  • Services pulled by compaction
  • Backfill in layers as the box is extracted; never an unsupported vertical face with a person in it
  • Spotter on reverse; exclusion until the hole is gone
  • Hand work around the potholed main
InitialL3×C5 = 15 High
ResidualL2×C5 = 10 High

Frequently asked questions

When do I need an excavation SWMS template?

When the work is in a trench or shaft with an excavated depth greater than 1.5 metres. That is HRCW. Shoring, battering, services and a rescue plan are part of the SWMS, not a toolbox chat.

Is the excavation SWMS free?

Trial generate and PDF, no card. This Springfield Lakes sewer trench is an example layout — sand in QLD is not clay in VIC.

SWMS or JSA for a shallow service trench?

Under 1.5 m, no collapse risk of that kind, no other HRCW: a JSA may be enough. The moment you go deeper, or you put a person in the hole, use this SWMS. Don’t “average” the depth on paper.

Valid in NSW, VIC, QLD and WA?

Yes — WHS Act/Regulation, or Victoria’s OHS Act 2004 and OHS Regulations 2017. Dial Before You Dig / Before You Dig Australia still applies everywhere.

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Depth, shoring, services, state. Free trial, no credit card.

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